Welcome

"Happiness and freedom begin with a clear understanding of one principle:  
some things are within our control, and some things are not.  
It is only after you have faced up to this fundamental rule 
and learned to distinguish between what you can and can't control that 
inner tranquility and outer effectiveness 
become possible."

-Epictetus as interpreted by Sharon Lebell in her book "A Manual For Living"

A powerful quote as it reinforces the importance of inner tranquility (human factors) while striving to achieve outer effectiveness (results) when managing change, even when change is not desired or is met with resistance.
This blog is dedicated to innovative ways to manage business process changes while honoring the delicate balance of readiness and impact.
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Outer Effectiveness: Getting results through organizational change

Often an event will "trigger" a need for change.  For example,

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The change required to respond to an event leads to outer effectiveness (results).  Impacts on an organization and its individuals may be positive or negative.  A Change Management Plan identifies and manages triggers, people and organizations, impacts, and a roadmap that leads to desired results.
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Implementing change successfully requires not only the work to create the new state but also management of the change to ensure results are achieved. Often change management is part of a larger project or run as a "sister" track to the actual things that are changing.

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Inner Tranquility: Getting results through individuals

Because we are all human, we come equipped with emotion, personalities, frames of reference, and varying levels of education, capabilities, and financial means. Managing the individual impacts of change is critical to achieving desired results and outward effectiveness. A Change Management Plan must address impacts on individuals to help each person find inner tranquility about the change:


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Structured Approach
A structured approach is needed to manage individual impacts. This includes a solid plan to manage communication, resistance, and training. If the change results in bad news, such as job loss, it is important to provide support resources such as counseling and job re-training.  


"Knock Three Times" is a rule of thumb you can keep in mind.  Important messages should be conveyed at least three times for them to stick and become real.  Once to Introduce, Once to Engage, Once to Sustain.


Ask the Experts
Refer to industry experts for best practices, approaches, tools, templates, training. There are several great resources available. 


One excellent method for managing individual change is the ADKAR® model developed by Prosci, a leader in change management methodology and research. You can attend classes, get certifications, and gain access to excellent tools and templates. By applying the ADKAR® model, you can better understand resistance to change, easing employees through the transition, develop job training, counseling, and exit programs. 

Awareness
Awareness of the need for change
Desire
Desire to participate and support the change
Knowledge
Knowledge on how to change
Ability
Ability to implement required skills and behaviors
Reinforcement
Reinforcement to sustain the change
©Prosci 2010. Change-management.com. Used with permission.
ADKAR® is a registered trademark of Prosci.

Changing Business Process

Achieving outward effectiveness almost always requires a change to systems and processes.  There are many tools and methodologies for Business Process Management (BPM).  


Make sure the following elements exist when changing processes:

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Elements of a Change Management Plan

Successful change occurs when both the actual change and the impacts of the change to people are managed.  Projects to implement change without a concerted effort to manage the people impacts often fail.

When writing a detailed Change Management Plan, make sure the following elements are covered:



Strategy
  • Objectives
  • Expected Outcomes
  • Methodology
  • Budget

Readiness
  • Questionnaire
  • Impacts
  • Willingness and appetite for change
  • Risks and Opportunities
  • HR

Business Discipline
  • Sponsorship
  • Buy-In 
  • Engagement Plan including Roles & Responsibilities, Change Agents and Coaches, Challenges and Resistance
  • Job and Business Process Change
  • Human Impacts to Individuals
  • Long-term Governance 
  • Performance Measurements 
  • Roles and Responsibilities
  • Timeline and Costs

Execute Change
  • Communication
  • Documentation, Tools & Templates
  • Training & Education

Long-Term Sustainment
  • Metrics and Reporting
  • Satisfaction and Feedback
  • Course Correction
  • On-going Reinforcement
  • Celebration and Thanks

Refer to tips on the Change Management Life Cycle within an overall project and how to Manage Change within a project.  

Elements of a Communication Plan

A communication plan may be the most critical tool in the overall change management plan.  It ensures key messages are sent and received as planned.  If the communication plan is executed well, it informs receivers of how they are impacted by change and their roles and responsibilities for the change. This will lead to getting results through individual and organizational change.

A communication plan supporting a large project also determines specific ways team members will communicate during the life of the project.  Excellent project communication leads to better quality, and lower cost of project delivery.


Start by Organizing Key Messages

Organizing key messages can be complex.  Using a Ishikawa (Fishbone) Diagram could be used to sort out the different messages, categories, and the logical order for message delivery.

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Key Message Attributes


Key Message - exactly what are you trying to say? For example "Due to the economic downturn, we are responding with the following changes....."

Goal - messages should align with your business objectives for delivering the message.  "Knock three times" for each message to achieve long term sustainment:

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Category - messages can be aligned with change phases, processes, and individual considerations:



Frequency and Timing - is this a one-time occurrence or is this a communication that will be repeated at defined intervals?  How are key messages timed with project stages?



Level of Detail - the same message can be delivered at varying levels of detail depending on the audience, time frame, and overall succession of how the message will be rolled out.  It may be easiest to think about the attention span of the receiver and the desired impact.

For example one message of "Due to the economic downturn, we are responding with the following changes....." might be delivered in 5 levels of detail, each level taking a different length of time to receive:

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Delivery Method - very often, receivers react not to WHAT the message is, but rather HOW it is delivered, potentially loosing the message's impact.  It is critical to know what method works with various receivers.

Take the audience, timing, risks, and opportunities into account when selecting a delivery method.


Determine the level of intimacy needed to convey a message.  For example, bad news impacting a few individuals, such as an impending layoff should be conveyed with a HIGH level of intimacy (a face to face, 1 on 1 meeting would be a good idea).  Conversely if the message is public and being conveyed to millions of people, such as a press release, the intimacy requirement is LOW.

Note: using the following delivery methods requires coordination with the established practices for content management:
  • Employee communication channel
  • Customer-facing channel
  • Supplier-facing channel
  • Public communication channel


Senders, Receivers, and Approvers - and finally when defining key message attributes, determine the participants of a message.  WHO the message comes from and goes to, as well as who approves it, drive the desired impact of the message.  The sender may not be the only one responsible for approval.  Do not underestimate the importance of identifying an approver of a message.  Several considerations come into play when determining the participants:


Schedule and Feedback

Once key messages are developed, they need to be scheduled for delivery.  A method for receiving feedback also needs to be implemented.


# of Receivers - depending on the number of receivers, a message may need to be cascaded through several levels in an organization and through many delivery methods.  A message to 5 people may be scheduled differently than to 5,000 people.

Current Status - make the communication plan a living document.  A message goes through a life cycle.  For complex communication plans, an entire workflow with history of the message may be needed.



Predecessor message - what message must precede this one?  It is very important to think through the logical succession of messages: who gets told first, second, third.  In this example, the sponsor communicates the message to the approver and spokesperson at the same time.  It can then be delivered to the executives and stakeholders at the same time.  Following that, the managers are informed before those directly affected.  Then the message is broadcast internally, followed by an external broadcast.  Determining the proper sequence depends on the norms and practices of the organization as well as the desired impact and urgency of the message.


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Planned and Actual Date for sending message - documenting both the planned and actual dates help schedule the work as well as lessons learned for future work.

Effort to prepare, send, and receive - estimating the number of hours or days is important to depict the overall effort of communication.  This should help in scheduling resources and budget.

Feedback and Notes - documenting responses and observations help craft follow-up messages, clarifications, and lessons learned for future work.  In the age of social media, feedback is sometimes provided even if it is not solicited.  For public messages, it is important to scan public social media for trends.  There are several tools and companies that can assist in summarizing trends.  Sometimes it is desired to send a message and allow receivers to provide feedback through a specific website, hotline, or support group.

Results

Getting back to the reason we communicate within the context of process change:  we are sending a message to receiver(s) with an expectation we are effecting a change.  To determine if the communication met its objective, we should define how to measure the impact at specific intervals.



Key Performance Indicator - what is going to be measured to assure we are meeting the expected goal?


Measurement before and after message is sent and at defined intervals - quantifiable and qualitative measures impacted by message.



And Finally, Managing Noise - sometimes messages aren't received as the sender intends for a variety of reasons.  Make sure you have a plan for mitigating risks and resistance.



Click here for a FREE TEMPLATE (Excel) to manage your next communication plan!